Bob Penn - Financial Services Regulatory, London, Partner - Profile
Kirsty Taylor - Financial Services Regulatory, London, Knowledge Counsel - Profile
Tamara Cizeika - Financial Services Regulatory, London, Counsel - Profile
Synopsis: After the usual round up of regulatory developments, we will delve into the FCA’s policy statement on the definition of capital for FCA investment firms and what the proposed new standalone prudential framework will mean for UK MiFID investment firms. We will then consider the UK’s general approach to asset management firms and how competitive or otherwise the UK regulatory framework is.
This seminar qualifies for 1 CPD point/s
If you have any queries please email seminarregistration@allenovery.com.
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