Calum Burnett - Litigation & Investigations, London, Partner - Profile
Sarah Hitchins - Litigation & Investigations, London, Partner - Profile
Marc Teasdale - Litigation & Investigations, London, Managing Director - Profile
Synopsis: The last year has been a rollercoaster for the UK financial services regulators. From the Supreme Court’s motor finance decision to the FCA’s retreat from controversial enforcement publicity plans, plus fresh proposed guidance on non-financial misconduct and an intensified spotlight on cyber resilience and AI. Now the horizon is dominated by the prospect of the far-reaching Leeds Reforms, promising to reshape key aspects of the regulatory framework. Join Calum Burnett, Sarah Hitchins, Marc Teasdale and Emily Barrett for this webinar, during which they will: • analyse enforcement data from the last year to spot key themes and trends; • share insights into how the FCA and the PRA are currently conducting their enforcement investigations, including the FCA’s faster-paced investigations; • consider the potential impact of recent challenges of FCA and PRA decisions before the Upper Tribunal; • highlight key issues and current areas of focus for the FCA and the PRA from an enforcement perspective, including: investor protection, individual accountability, non-financial misconduct, financial crime, operational and cyber resilience and market abuse; and • look ahead to the next year to predict future areas of focus for the FCA and the PRA from an enforcement perspective, and what firms can do to mitigate the risks posed by those areas. This webinar will be of interest to those working in Legal, Compliance, Risk and Investigations teams at UK financial services firms who play a role in managing internal and regulatory investigations.
This seminar qualifies for 1 CPD point/s
If you have any queries please email seminarregistration@allenovery.com.
Please enter your name, your colleague's name and your colleague's email address.